A method and
system for integrating and managing information, documents, and compliance among financial professionals, financial professional clients, and financial professional supervisors. The method and
system of the invention considers all information necessary for a financial professional to run their business and includes information relevant to the
client and supervisor. This information includes full
information management, electronic
file management, compliance management, broker / dealer oversight, portfolio management, calendar management, and
communications management. This information is presented to the financial professional,
client, and supervisor in distinct yet integrated modules. Additionally, the method and
system of the present invention offers tools for the financial professional,
client, and supervisor that are relevant to their respective needs.