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Power transaction mechanism operation compliance risk assessment method

A power trading and risk technology, applied in instrumentation, finance, data processing applications, etc., can solve problems such as poor feasibility, less power trading institutions, operational compliance risk assessment, and large data volume, so as to achieve strong applicability and improve risk management and control level, the effect of improving accuracy and reliability

Pending Publication Date: 2022-01-21
安徽电力交易中心有限公司 +1
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AI Technical Summary

Problems solved by technology

Second, the difficulty of power trading compliance risk management has increased significantly
Most of the existing compliance risk assessment and management are concentrated in the banking, securities, insurance and other financial industries, and there are few studies on the operation compliance risk assessment of power trading institutions; secondly, the existing research on the compliance risk of power trading operations mainly focuses on Focusing on the concept definition, index system and theoretical level of research, it does not take into account the characteristics of high dimensionality and large amount of data in the electricity market, and it is impossible to evaluate the degree of operational compliance risk in real time. The feasibility is poor and cannot be applied to in practice
In addition, the processing of big data of power trading institutions is a relatively important topic at present. For data processing, classic FMECA calculation is simple and convenient, and can handle the big data faced by power trading institutions. However, classic FMECA relies too much on subjective evaluations scored by experts , the accuracy and reliability of the obtained evaluation structure are insufficient, which in turn affects the risk management and control efficiency of power trading institutions

Method used

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  • Power transaction mechanism operation compliance risk assessment method
  • Power transaction mechanism operation compliance risk assessment method
  • Power transaction mechanism operation compliance risk assessment method

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Embodiment

[0040] refer to figure 1 , the present invention relates to a method for assessing the operational compliance risk of a power trading institution, the method comprising the following steps:

[0041] S1: Construction steps of the power trading organization's operational compliance risk indicator system.

[0042] From the aspects of market entity management, retail market transactions, transaction organization management, transaction contract settlement, platform management and risk control, an evaluation indicator system for the operation compliance risk of power trading institutions is constructed, and the original data of each indicator is collected. The operation compliance risk assessment index system of power trading institutions includes target layer, criterion layer, index layer and sub-indicator layer. The index system and its specific meanings are as follows: figure 2 shown.

[0043] Wherein, the target layer is the operation compliance risk assessment of power trad...

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Abstract

The invention relates to a power transaction mechanism operation compliance risk assessment method. The method comprises the steps of constructing a power transaction mechanism operation compliance risk index system; obtaining an original evaluation index matrix based on the constructed power transaction institution operation compliance risk index system, and preprocessing the original matrix to obtain a standardized evaluation index matrix; determining a subjective weight and an objective weight of each evaluation index according to the standardized evaluation index matrix; determining the comprehensive weight of each evaluation index, and obtaining the severity coefficient of the operation compliance risk; and calculating an operation compliance risk coefficient of the power transaction mechanism based on the severity coefficient of the operation compliance risk. Compared with the prior art, the method has the advantages of accurate and reliable evaluation and the like.

Description

technical field [0001] The invention relates to the technical field of power risk assessment, in particular to a method for assessing operational compliance risks of power trading institutions. Background technique [0002] With the deepening of power system reform, power trading institutions are facing huge risks and challenges in their own development and operation. Among them, for power trading institutions, the most basic and important issue is the risk of operational compliance, which is mainly reflected in: First, after the power trading institutions are relatively independent, the regulatory environment of the power market has changed from the original single external regulatory structure to The pattern of internal and external joint supervision and checks and balances has changed, and the attention and supervision of power trading institutions by relevant parties have increased significantly, and the connotation of compliance risks has increased significantly. Secon...

Claims

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Application Information

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Patent Type & Authority Applications(China)
IPC IPC(8): G06Q10/06G06Q40/04G06Q50/06
CPCG06Q10/0635G06Q10/06393G06Q40/04G06Q50/06
Inventor 崔锦瑞李永波赵雪婷钱寒晗谢敬东
Owner 安徽电力交易中心有限公司
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